SFC Licences of LIAO Che-Chun 廖哲群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 10 August 2023 | |
First Worldsec Securities Limited 第一金和昇證券有限公司 | RE | 1 | 23 January 2006 | 31 May 2023 |
First Worldsec Securities Limited 第一金和昇證券有限公司 | RE | 4 | 23 January 2006 | 23 January 2008 |