SFC Licences of LIAO Che-Chun 廖哲群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 10 August 2023
First Worldsec Securities Limited 第一金和昇證券有限公司 RE 1 23 January 2006 31 May 2023
First Worldsec Securities Limited 第一金和昇證券有限公司 RE 4 23 January 2006 23 January 2008