SFC Licences of LEE Terry Tai-Suk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 18 June 2013 27 June 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 18 June 2013 27 June 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 01 February 2013 05 February 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 February 2013 05 February 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 26 November 2012 30 November 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 26 November 2012 30 November 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 21 November 2011 30 November 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 21 November 2011 30 November 2011
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 26 January 2011 04 February 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 26 January 2011 04 February 2011
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 05 November 2010 14 November 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 05 November 2010 14 November 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 19 August 2009 28 August 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 19 August 2009 28 August 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 17 April 2009 24 April 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 17 April 2009 24 April 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 18 June 2008 20 June 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 18 June 2008 20 June 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 12 October 2007 21 October 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 12 October 2007 21 October 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 29 January 2007 08 February 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 29 January 2007 08 February 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 17 February 2006 26 February 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 17 February 2006 26 February 2006