SFC Licences of YIM Wan Ming 嚴蘊明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Centaline Securities Limited 中原證券有限公司 | RE | 1 | 14 October 2015 | 13 March 2019 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 07 March 2007 | 01 October 2015 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 02 May 2006 | 30 June 2010 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 23 February 2006 | 14 March 2010 |