SFC Licences of TSE Wai Ming 謝慧明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HD Capital Limited 弘鼎資本有限公司 | RO | 9 | 06 December 2017 | 16 April 2021 |
| HD Capital Limited 弘鼎資本有限公司 | RE | 9 | 28 September 2017 | 06 December 2017 |
| Cynergy Asset Management Limited | RO | 9 | 28 January 2016 | 13 August 2017 |
| Cynergy Asset Management Limited | RO | 4 | 28 January 2016 | 13 August 2017 |
| Value Star Asset Management (Hong Kong) Limited 恒星資產管理(香港)有限公司 | RE | 9 | 29 November 2013 | 14 June 2015 |
| FCL Advisory Limited | RE | 9 | 24 October 2007 | 29 February 2012 |
| FCL Advisory Limited | RE | 4 | 01 February 2006 | 29 February 2012 |