SFC Licences of WONG Ho Ching 黃可靜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 5 29 January 2008 24 August 2016
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 4 15 January 2008
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 1 15 January 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 26 January 2006 10 July 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 26 January 2006 10 July 2007