SFC Licences of SAM Kwok Hong 岑國洪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 16 April 2010 | 25 June 2010 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 16 March 2010 | 25 June 2010 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 11 July 2008 | 13 January 2010 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 01 March 2006 | 25 April 2008 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 01 March 2006 | 25 April 2008 |