SFC Licences of LAU Tak Kei, Arthur 劉德基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ark Pacific Capital Management Limited 雅博資本產業管理有限公司 | RO | 9 | 20 June 2014 | |
| Ark Pacific Capital Management Limited 雅博資本產業管理有限公司 | RO | 4 | 20 June 2014 | |
| Elliott Advisors (HK) Limited | RE | 9 | 23 November 2007 | 08 October 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 07 February 2006 | 22 August 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 07 February 2006 | 22 August 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 February 2006 | 22 August 2007 |