SFC Licences of CHAN Wing Lam Linda 陳永林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 19 December 2017 | 14 December 2018 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 03 April 2017 | 14 September 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 April 2017 | 14 September 2017 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 15 December 2010 | 30 November 2016 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 29 November 2010 | 30 November 2016 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 30 June 2008 | 17 November 2010 |
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 30 June 2008 | 25 October 2010 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 29 May 2006 | 27 June 2008 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 08 February 2006 | 27 June 2008 |