SFC Licences of CHUI Ka Chun, Dick 徐家俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 9 | 31 March 2015 | 31 December 2015 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 31 March 2015 | 31 December 2015 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 05 October 2006 | 12 January 2007 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 29 March 2006 | 25 September 2006 |