SFC Licences of NG Frederick Chee Hung 吳棋鴻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RO | 9 | 04 January 2019 | 30 June 2022 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RO | 4 | 04 January 2019 | 30 June 2022 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RO | 1 | 04 January 2019 | 30 June 2022 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 06 November 2018 | 04 January 2019 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 06 November 2018 | 04 January 2019 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 06 November 2018 | 04 January 2019 |
| KVB Capital Markets Limited 昆侖國際匯金有限公司 | RO | 3 | 04 May 2018 | 12 October 2018 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 | RO | 1 | 08 July 2010 | 12 October 2018 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 | RO | 9 | 12 November 2009 | 12 October 2018 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 | RO | 4 | 12 November 2009 | 12 October 2018 |
| CLSA Premium International (HK) Limited | RO | 3 | 18 October 2007 | 17 November 2017 |