SFC Licences of LAU Shing Lok, Raymond 劉承洛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hua Liang Securities Limited 華量證券有限公司 | RE | 4 | 07 October 2022 | |
| Hua Liang Securities Limited 華量證券有限公司 | RE | 1 | 07 October 2022 | |
| Hua Liang Asset Management Limited 華量資產管理有限公司 | RE | 9 | 07 October 2022 | |
| MindPlus Capital Management Limited 萬尚資本管理有限公司 | RE | 9 | 12 March 2021 | 31 August 2022 |
| Network Financial Services Limited 萬匯理財策劃有限公司 | RE | 4 | 01 March 2006 | 01 June 2006 |