SFC Licences of DUTRAY Benjamin Guillaume Marie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Neuberger Berman Asia Limited | RE | 9 | 23 April 2008 | 16 June 2008 |
Neuberger Berman Asia Limited | RE | 4 | 23 April 2008 | 16 June 2008 |
Neuberger Berman Asia Limited | RE | 1 | 23 April 2008 | 16 June 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 23 October 2006 | 20 March 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 23 October 2006 | 20 March 2008 |
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 9 | 06 March 2006 | 20 September 2006 |
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 4 | 06 March 2006 | 20 September 2006 |
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 1 | 06 March 2006 | 20 September 2006 |