SFC Licences of DUTRAY Benjamin Guillaume Marie

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Neuberger Berman Asia Limited RE 9 23 April 2008 16 June 2008
Neuberger Berman Asia Limited RE 4 23 April 2008 16 June 2008
Neuberger Berman Asia Limited RE 1 23 April 2008 16 June 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 23 October 2006 20 March 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 23 October 2006 20 March 2008
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 9 06 March 2006 20 September 2006
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 4 06 March 2006 20 September 2006
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 1 06 March 2006 20 September 2006