SFC Licences of WAN Peter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 13 January 2011 | 30 August 2011 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 January 2011 | 30 August 2011 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 13 January 2011 | 30 August 2011 |
HSBC Futures (Singapore) Pte Ltd | RE | 5 | 13 August 2007 | 26 November 2010 |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 18 June 2007 | 11 January 2008 |
HSBC Futures (Singapore) Pte Ltd | RE | 2 | 16 March 2006 | 26 November 2010 |