SFC Licences of YEN Sau Fan, Charlotte 任秀芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Red Sun Capital Limited 紅日資本有限公司 RO 6 10 November 2020 30 June 2021
Red Sun Capital Limited 紅日資本有限公司 RO 1 10 November 2020 30 June 2021
Red Sun Capital Limited 紅日資本有限公司 RE 6 09 October 2020 10 November 2020
Red Sun Capital Limited 紅日資本有限公司 RE 1 09 October 2020 10 November 2020
First Prosperous Capital Company Limited 瀚盛資本有限公司 RO 6 11 March 2019 30 September 2020
First Prosperous Capital Company Limited 瀚盛資本有限公司 RO 1 11 March 2019 30 September 2020
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 6 06 March 2012 01 January 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 1 06 March 2012 01 January 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 6 29 November 2011 06 March 2012
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 29 November 2011 06 March 2012
RHB Capital Hong Kong Limited 興業金融融資有限公司 RO 6 15 July 2008 15 October 2011
RHB Capital Hong Kong Limited 興業金融融資有限公司 RO 1 15 July 2008 15 October 2011
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 6 02 May 2008 15 July 2008
KPMG Corporate Finance Limited 畢馬威企業財務有限公司 RO 6 03 June 2006 19 April 2008