SFC Licences of LAU Lun Sang 劉麟生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 14 March 2008 | 08 June 2009 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 05 March 2008 | 08 June 2009 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 | RE | 4 | 25 April 2007 | 31 October 2007 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 9 | 06 February 2007 | 09 March 2007 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 29 June 2006 | 09 March 2007 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 06 May 2006 | 18 June 2006 |