SFC Licences of SHAHROKHI SADR Ali Reza
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 29 July 2010 | 29 November 2011 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 29 July 2010 | 29 November 2011 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 29 July 2010 | 29 November 2011 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 01 June 2007 | 22 January 2009 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 01 June 2007 | 22 January 2009 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 01 June 2007 | 22 January 2009 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 4 | 24 March 2006 | 20 April 2007 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 1 | 24 March 2006 | 20 April 2007 |