SFC Licences of KWAN Pui Hung 關沛雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 16 March 2011 | 21 June 2011 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 16 March 2011 | 21 June 2011 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 | RE | 4 | 12 May 2006 | 09 June 2010 |