SFC Licences of TAN Sean Czoon 陳善尊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 12 September 2008 | 24 March 2012 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 23 April 2008 | 24 March 2012 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 23 April 2008 | 24 March 2012 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 | RE | 6 | 11 May 2006 | 18 October 2007 |