SFC licenceholder ANG475 LO Chi Kin 勞志堅

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 04 May 2012
Huarong International Securities Limited 華融國際證券有限公司 RE [1] (Dealing in Securities) 12 February 2010 30 April 2012
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE [1] (Dealing in Securities) 05 August 2009 05 February 2010
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 24 May 2006 01 July 2009