SFC Licences of LO Chi Kin 勞志堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 04 May 2012 | |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 12 February 2010 | 30 April 2012 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 05 August 2009 | 05 February 2010 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 24 May 2006 | 01 July 2009 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 1 | 24 May 2006 | 01 July 2009 |