SFC Licences of YOUNG James Kenneth Freeman Scott
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 13 January 2011 | |
UBS Securities Asia Limited | RE | 1 | 20 April 2006 | 07 October 2010 |