SFC Licences of SU Steven
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lakeville Capital Management Limited | RO | 9 | 08 March 2022 | 16 May 2023 |
FIG HK (Hong Kong) Limited | RO | 9 | 08 October 2014 | 11 January 2017 |
Point72 Hong Kong Limited | RE | 9 | 23 July 2012 | 25 January 2013 |
Centaurus Capital (Hong Kong) Limited | RO | 9 | 14 December 2009 | 31 March 2012 |
Centaurus Capital (Hong Kong) Limited | RO | 4 | 14 December 2009 | 31 March 2012 |
Centaurus Capital (Hong Kong) Limited | RE | 9 | 10 December 2009 | 14 December 2009 |
Centaurus Capital (Hong Kong) Limited | RE | 4 | 10 December 2009 | 14 December 2009 |
Sandell Asset Management Asia Limited | RE | 9 | 11 February 2009 | 31 October 2009 |
Sandell Asset Management Asia Limited | RE | 4 | 15 June 2006 | 31 October 2009 |