SFC Licences of LO Chi Ming 盧志明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Grand Capital Futures Limited 大唐資本期貨有限公司 | RE | 5 | 15 June 2020 | |
| Grand Capital Futures Limited 大唐資本期貨有限公司 | RE | 2 | 15 June 2020 | |
| Grand Capital Securities Limited 大唐資本證券有限公司 | RE | 9 | 15 June 2020 | |
| Grand Capital Securities Limited 大唐資本證券有限公司 | RE | 4 | 15 June 2020 | |
| Grand Capital Securities Limited 大唐資本證券有限公司 | RE | 1 | 15 June 2020 | |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 9 | 21 November 2008 | 21 May 2020 |
| Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 5 | 03 October 2007 | 21 May 2020 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 4 | 03 October 2007 | 21 May 2020 |
| Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 01 June 2006 | 21 May 2020 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 01 June 2006 | 21 May 2020 |