SFC Licences of CHOW Charles 周灼健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 08 December 2014 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 21 May 2007 | 30 November 2014 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 18 April 2006 | 30 November 2014 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 18 April 2006 | 30 November 2014 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 18 April 2006 | 30 November 2014 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 18 April 2006 | 30 November 2014 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 18 April 2006 | 30 November 2014 |