SFC Licences of WU Chang-Jen 吳昌仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sinofortune Securities Limited 華億證券有限公司 | RE | 4 | 28 April 2008 | 28 February 2009 |
Sinofortune Securities Limited 華億證券有限公司 | RE | 1 | 28 April 2008 | 28 February 2009 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 26 May 2006 | 01 March 2007 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 26 May 2006 | 01 March 2007 |