SFC Licences of LO Wing Chu 盧泳珠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Asia Joyful Limited 亞洲喜盈有限公司 RO 4 31 January 2020
Asia Joyful Limited 亞洲喜盈有限公司 RO 9 20 September 2016
Redford Corporate Finance Limited 泓福融資有限公司 RO 6 04 May 2012 15 September 2016
Redford Asset Management Limited 泓福資產管理有限公司 RO 9 01 March 2011 15 September 2016
Redford Asset Management Limited 泓福資產管理有限公司 RO 4 01 March 2011 15 September 2016
SPDB International Holdings Limited 浦銀國際控股有限公司 RE 9 01 February 2010 07 February 2011
SPDB International Holdings Limited 浦銀國際控股有限公司 RE 4 01 February 2010 07 February 2011
SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 RO 9 17 April 2008 01 August 2009
SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 RO 4 17 April 2008 01 August 2009
Wave Riders Investment Management Limited 獲富投資管理有限公司 RO 9 19 May 2006 18 September 2007
Wave Riders Investment Management Limited 獲富投資管理有限公司 RO 5 19 May 2006 18 September 2007
Wave Riders Investment Management Limited 獲富投資管理有限公司 RO 4 19 May 2006 18 September 2007