SFC Licences of TIN Yuk 田旭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司	RE	4	12 April 2018
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司	RE	1	12 April 2018
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	07 May 2012	01 December 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	09 June 2011	01 December 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	02 July 2010	01 December 2015
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RE	3	05 February 2009	28 April 2009
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RE	2	21 January 2009	28 April 2009
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RE	1	21 January 2009	28 April 2009
FT Securities Limited 富通證券有限公司	RE	5	26 September 2006	19 January 2009
FT Securities Limited 富通證券有限公司	RE	2	26 September 2006	19 January 2009
FT Securities Limited 富通證券有限公司	RE	1	26 September 2006	19 January 2009
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司	RE	3	24 April 2006	10 July 2006