SFC Licences of BIRD Warren James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | RE | 9 | 29 September 2006 | 02 January 2013 |
| First Sentier Investors (Hong Kong) Limited | RE | 4 | 29 September 2006 | 02 January 2013 |
| First State (Hong Kong) LLC | RE | 9 | 29 September 2006 | 01 April 2008 |
| First State (Hong Kong) LLC | RE | 4 | 29 September 2006 | 05 July 2007 |
| First State (Hong Kong) LLC | RO | 9 | 22 June 2006 | 29 September 2006 |
| First State (Hong Kong) LLC | RO | 4 | 22 June 2006 | 29 September 2006 |
| First Sentier Investors (Hong Kong) Limited | RO | 9 | 22 June 2006 | 29 September 2006 |
| First Sentier Investors (Hong Kong) Limited | RO | 4 | 22 June 2006 | 29 September 2006 |
| First State (Hong Kong) LLC | RO | 5 | 22 June 2006 | 28 August 2006 |
| First Sentier Investors (Hong Kong) Limited | RO | 5 | 22 June 2006 | 28 August 2006 |