SFC Licences of WU Man Yi 吳文尔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 26 September 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 08 May 2012 | 26 September 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 October 2011 | 02 October 2017 |
| Victory Securities Company Limited 勝利證券有限公司 | RE | 1 | 07 December 2010 | 03 October 2011 |