SFC Licences of LO Chi Wai 盧志偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 11 October 2012 | 02 October 2017 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 1 | 17 May 2006 | 28 September 2012 |