SFC Licences of TOMPKINS John G
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 22 June 2018 | 03 December 2021 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 22 June 2018 | 03 December 2021 |
| Senrigan Capital Group Limited | RO | 9 | 28 June 2011 | 15 July 2013 |
| Senrigan Capital Group Limited | RE | 9 | 15 November 2010 | 28 June 2011 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 19 May 2010 | 05 November 2010 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 7 | 17 November 2009 | 05 November 2010 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 17 November 2009 | 05 November 2010 |
| OCP Asia (Hong Kong) Limited | RE | 9 | 17 July 2006 | 16 December 2008 |
| OCP Asia (Hong Kong) Limited | RE | 5 | 17 July 2006 | 16 December 2008 |
| OCP Asia (Hong Kong) Limited | RE | 4 | 17 July 2006 | 16 December 2008 |