SFC Licences of LI Sing Yeung 李聲揚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OnePlatform Securities Limited 環一證券有限公司 RO 4 17 June 2019 13 March 2021
OnePlatform Securities Limited 環一證券有限公司 RE 1 06 May 2019 13 March 2021
OnePlatform Securities Limited 環一證券有限公司 RE 4 06 May 2019 17 June 2019
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 4 17 August 2017 07 September 2018
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 13 February 2017 16 June 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 February 2017 16 June 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 18 November 2016 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 17 August 2016 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 17 August 2016 18 November 2016
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 15 April 2014 12 February 2017
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 28 February 2013 18 February 2014
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RO 4 09 December 2010 18 February 2014
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 26 June 2006 09 December 2010