SFC Licences of HO Lok Yan 何樂昕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
LY Capital Limited 絡繹資本有限公司 RO 6 31 May 2019
LY Capital Limited 絡繹資本有限公司 RO 1 31 May 2019
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 6 09 August 2017 28 May 2019
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 09 August 2017 28 May 2019
CLC International Limited 創僑國際有限公司 RE 6 04 November 2016 24 July 2017
CLC International Limited 創僑國際有限公司 RE 1 13 August 2014 24 July 2017
CLC International Limited 創僑國際有限公司 RO 6 11 October 2016 04 November 2016
CLC International Limited 創僑國際有限公司 RE 6 08 July 2014 11 October 2016
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 20 May 2011 30 June 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 19 October 2009 01 October 2010
Mason Securities Limited 茂宸證券有限公司 RE 6 22 February 2007 08 October 2009
Mason Securities Limited 茂宸證券有限公司 RE 1 22 February 2007 08 October 2009
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 29 May 2006 24 January 2007
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 29 May 2006 24 January 2007