SFC Licences of HO Lok Yan 何樂昕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
LY Capital Limited 絡繹資本有限公司	RO	6	31 May 2019
LY Capital Limited 絡繹資本有限公司	RO	1	31 May 2019
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司	RE	6	09 August 2017	28 May 2019
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司	RE	1	09 August 2017	28 May 2019
CLC International Limited 創僑國際有限公司	RE	6	04 November 2016	24 July 2017
CLC International Limited 創僑國際有限公司	RO	6	11 October 2016	04 November 2016
CLC International Limited 創僑國際有限公司	RE	1	13 August 2014	24 July 2017
CLC International Limited 創僑國際有限公司	RE	6	08 July 2014	11 October 2016
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司	RE	6	20 May 2011	30 June 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	6	19 October 2009	01 October 2010
Mason Securities Limited 茂宸證券有限公司	RE	6	22 February 2007	08 October 2009
Mason Securities Limited 茂宸證券有限公司	RE	1	22 February 2007	08 October 2009
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	6	29 May 2006	24 January 2007
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	1	29 May 2006	24 January 2007