SFC Licences of CHOI Sai Leung 蔡世樑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 11 April 2011 | 03 February 2012 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 11 April 2011 | 03 February 2012 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 05 October 2010 | 03 February 2012 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 February 2008 | 17 September 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 February 2008 | 17 September 2010 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 13 December 2006 | 09 June 2007 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 30 May 2006 | 09 June 2007 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 30 May 2006 | 09 June 2007 |