SFC Licences of TO Kwok Wai 陶國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 10 November 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 December 2011 | 02 October 2017 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 16 December 2009 | 01 December 2011 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 03 July 2006 | 05 November 2009 |