SFC Licences of LATZER Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 04 July 2013 | 31 October 2015 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 24 August 2009 | 29 August 2012 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 18 March 2009 | 30 January 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 June 2006 | 08 January 2009 |