SFC Licences of CHENG Pak To 鄭百韜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fosun International Securities Limited 復星國際證券有限公司 | RE | 1 | 11 May 2018 | 31 August 2021 |
Fosun International Securities Limited 復星國際證券有限公司 | RO | 4 | 07 March 2018 | 31 August 2021 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 20 January 2016 | 01 December 2017 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 20 January 2016 | 01 December 2017 |
Cinda International Research Limited 信達國際研究有限公司 | RO | 4 | 12 December 2011 | 11 January 2016 |
Cinda International Research Limited 信達國際研究有限公司 | RE | 4 | 04 November 2011 | 12 December 2011 |
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 13 October 2009 | 15 October 2011 |
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 29 September 2009 | 15 October 2011 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 12 February 2008 | 14 September 2009 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 04 February 2008 | 14 September 2009 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 26 June 2006 | 12 November 2007 |