SFC Licences of LOTHIAN Scott Alan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 13 May 2014 | 14 May 2014 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 06 September 2013 | 06 September 2013 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 9 | 06 March 2008 | 01 August 2012 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 1 | 06 March 2008 | 01 August 2012 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 4 | 12 February 2008 | 01 August 2012 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 | RO | 4 | 06 August 2007 | 22 January 2008 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 | RE | 4 | 06 June 2007 | 06 August 2007 |
| Towers Watson Hong Kong Limited 韜睿惠悅香港有限公司 | RO | 4 | 30 June 2006 | 14 May 2007 |