SFC Licences of SHI Yun-Fu 施云富
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RO | 5 | 11 March 2011 | 14 August 2013 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RO | 2 | 11 March 2011 | 14 August 2013 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 5 | 28 January 2011 | 11 March 2011 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 28 January 2011 | 11 March 2011 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 27 May 2009 | 27 August 2009 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 27 May 2009 | 27 August 2009 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 27 May 2009 | 27 August 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 09 June 2006 | 09 September 2006 |