SFC Licences of SHING Wah Chun, Walden 盛華俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 27 January 2016 | 31 July 2020 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 09 June 2006 | 07 May 2007 |