SFC Licences of KWOK Yau Wai 郭有為
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 12 August 2014 | 11 August 2015 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 22 February 2013 | 18 July 2014 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 22 February 2013 | 18 July 2014 |
| orientiert XYZ Securities Limited | RE | 1 | 15 August 2011 | 09 February 2013 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 08 June 2010 | 15 July 2011 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 03 August 2006 | 08 June 2010 |