SFC Licences of KIM Jee Yeon 金志妍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Karst Peak Capital Limited RE 9 29 April 2013 26 January 2018
Daishin Securities Asia Limited 大信證券亞洲有限公司 RE 4 14 October 2011 30 November 2012
Daishin Securities Asia Limited 大信證券亞洲有限公司 RE 1 14 October 2011 30 November 2012
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 08 June 2006 02 December 2008