SFC Licences of KIM Jee Yeon 金志妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Karst Peak Capital Limited | RE | 9 | 29 April 2013 | 26 January 2018 |
Daishin Securities Asia Limited 大信證券亞洲有限公司 | RE | 4 | 14 October 2011 | 30 November 2012 |
Daishin Securities Asia Limited 大信證券亞洲有限公司 | RE | 1 | 14 October 2011 | 30 November 2012 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 08 June 2006 | 02 December 2008 |