SFC Licences of TSE King Chung, Kendall 謝敬重
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 | RO | 4 | 24 August 2021 | |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 | RO | 1 | 29 October 2020 | |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 | RE | 4 | 27 August 2020 | 24 August 2021 |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 | RE | 1 | 27 August 2020 | 29 October 2020 |
| Robeco Hong Kong Limited | RE | 9 | 20 September 2019 | 24 July 2020 |
| Robeco Hong Kong Limited | RO | 1 | 10 October 2014 | 24 July 2020 |
| Robeco Hong Kong Limited | RE | 4 | 10 July 2009 | 24 July 2020 |
| Robeco Hong Kong Limited | RE | 1 | 10 July 2009 | 10 October 2014 |
| Instinet Alpha Trading Limited 極訊香港有限公司 | RE | 4 | 27 June 2006 | 24 November 2008 |
| Instinet Alpha Trading Limited 極訊香港有限公司 | RE | 7 | 27 June 2006 | 24 November 2008 |
| Instinet Alpha Trading Limited 極訊香港有限公司 | RE | 1 | 27 June 2006 | 24 November 2008 |