SFC Licences of WANG Lai Ling 王麗玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huajin Securities (International) Limited 華金證券(國際)有限公司 | RE | 1 | 13 January 2016 | 18 April 2017 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 4 | 27 August 2015 | 25 December 2015 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 27 August 2015 | 25 December 2015 |
| RE | 4 | 26 August 2011 | 04 August 2015 | |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 26 August 2011 | 04 August 2015 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 30 August 2010 | 21 July 2011 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 4 | 14 July 2009 | 30 July 2010 |
| Asset Management Group Limited 資產管理集團有限公司 | RE | 4 | 11 August 2006 | 30 June 2009 |