SFC Licences of SUM Chui Po, Sandy Kale 沈聚寶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 9 | 17 August 2011 | 19 September 2012 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 5 | 13 July 2011 | 19 September 2012 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 13 July 2011 | 19 September 2012 |
| VC Futures Limited 滙盈期貨有限公司 | RE | 2 | 07 December 2007 | 14 June 2008 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 07 December 2007 | 14 June 2008 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 24 April 2007 | 03 October 2007 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 24 April 2007 | 03 October 2007 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 2 | 15 August 2006 | 26 January 2007 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 15 August 2006 | 26 January 2007 |