SFC Licences of YEH Yau Shing, Johnny 葉有誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Legends Asset Management Limited 天駿資產管理有限公司 | RE | 9 | 02 December 2010 | 30 November 2011 |
Mitsubishi UFJ Investment Services (HK) Limited 三菱日聯投資服務(香港)有限公司 | RE | 4 | 20 October 2008 | 05 August 2010 |
China Tonghai (IA) Limited 中国通海投资顾问有限公司 | RE | 4 | 28 June 2006 | 20 September 2008 |