SFC Licences of LAI Wai Man 賴偉民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 10 November 2016 | 28 July 2017 |
| GEO Securities Limited 智易東方證券有限公司 | RE | 4 | 27 August 2014 | 20 May 2016 |
| GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 27 August 2014 | 20 May 2016 |
| orientiert XYZ Securities Limited | RE | 9 | 11 June 2012 | 28 May 2014 |
| orientiert XYZ Securities Limited | RE | 1 | 11 June 2012 | 28 May 2014 |
| orientiert XYZ Securities Limited | RE | 4 | 19 June 2008 | 28 May 2014 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 15 August 2006 | 01 February 2008 |