SFC Licences of LEE Po Ting 李保廷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ever-Long Futures Limited 長雄期貨有限公司 RE 2 23 March 2022 31 July 2023
Ever-Long Securities Company Limited 長雄證券有限公司 RE 1 23 March 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 27 February 2022
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 08 September 2017 27 February 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 11 July 2017 02 October 2017
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 10 March 2014 17 July 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 17 February 2014 17 July 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 30 July 2013 08 February 2014
China Jianxin Financial Services Limited 中國建信金融服務有限公司 RE 4 22 April 2013 19 July 2013
China Jianxin Financial Services Limited 中國建信金融服務有限公司 RE 1 22 April 2013 19 July 2013
Chinawide Securities Limited 中匯証券有限公司 RE 1 05 March 2012 15 March 2013
VC Futures Limited 滙盈期貨有限公司 RE 2 16 April 2007 13 March 2010
VC Brokerage Limited 滙盈證券有限公司 RE 1 16 April 2007 13 March 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 05 July 2006 17 February 2007
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 05 July 2006 17 February 2007