SFC Licences of SZE Morgan Chia-Wen 施家文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Azentus Capital Management Limited | RO | 9 | 21 February 2011 | 06 October 2020 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 11 July 2008 | 16 February 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 01 September 2006 | 16 February 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 14 July 2006 | 01 September 2006 |