SFC Licences of WANG Howard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 13 November 2007 | 14 February 2008 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 13 November 2007 | 14 February 2008 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 13 November 2007 | 14 February 2008 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 17 August 2006 | 01 November 2006 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 17 August 2006 | 01 November 2006 |