SFC Licences of MA SO PING PAMELA 馬素冰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 03 October 2017 05 March 2020
KGI Asia Limited 凱基證券亞洲有限公司
RE 4 03 October 2017 14 June 2019
KGI Asia Limited 凱基證券亞洲有限公司
RE 4 15 March 2011 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RE 2 06 May 2010 03 June 2019
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 06 May 2010 02 October 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 13 November 2009 11 December 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 13 November 2009 11 December 2009
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司
RE 2 02 October 2009 27 October 2009
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司
RE 1 02 October 2009 27 October 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 5 13 September 2006 10 April 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 4 13 September 2006 10 April 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 1 13 July 2006 10 April 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 2 13 July 2006 10 April 2009